Clearing Firms

Corporate Clearing Firm Level – Executive Management

• Work closely with Senior Management to create meaningful strategic direction which will lead to more consistent business results for themselves and their clients. Crystallize and prioritize both big picture corporate and personal goals.
• Mentor staff to maximize implemented protocols.

Broker-Dealer Client Level

• Be a third party consultant by delivering clearing firm capability comparison’s to prospective Broker-Dealer clients.
• Work with Broker-Dealers to help integrate new clearing firm programs and RIA platforms into the Broker-Dealer offering. Advise on building out new program. Advise on which platforms to add/delete. Advise on training advisors how to use program, compliance and marketing.

"I had the pleasure of working with Susan on a very large, very complex, and very high-visibility initiative during 2012. Susan was brought in half way through the project and was able to begin contributing immediately. I have seen her manage several high-level issues at once, while driving effectively to the required, pre-defined objectives and timelines. Susan understands the Managed Account workspace, and works effectively with executives and peers. I highly recommend Susan as a strong project management consultant and hope for an opportunity to work with her again."

- Mike Boys, Senior Deployment Manager,
one of the nation’s largest Clearing Firms