Our Clients

Our clients offer Mutual Funds, SMAs, Variable Products, REITs, Insurance, and Fee-Based products.

• Boutique to Global Sized Asset Management Companies
• National Clearing Firms
• Third Party Asset Management Platforms
• Broker-Dealers – Independent, Insurance and Bank
• Individual RIAs and Independent Financial Advisors
• Financial Professional & Advocacy Industry Associations

A full list of referrals and clients names are available upon request.

Some past clients include:

• Touchstone Investments
• Park Avenue Securities
• Summit Brokerage Services
• Prospera Financial
• The Lightstone Group
• LPL Financial/LPL Clearing Services
• Financial Services Institute (FSI)
• Investment Program Association (IPA)
• Wells Fargo Advantage Funds

“Worldly, wise and wonderful! Working with Susan is a delightful experience. She delivers what she promises, on time and always met my expectations.”

- Norlyn Poto, Retired Senior Vice President
Marketing for a Broker-Dealer